UW Research

Institutional Facts and Rates

Annual Report

Review the Annual Report from Financial Management

Codes and Numbers

Description Number / Code
Animal Welfare Assurance #
D16-00292 or A3464-01 (either may be used)
More animal welfare regulatory codes and numbers
CAGE Code 1HEX5
Compliance Report Date (Approved by OFCCP) 3/2/2000
Congressional District WA-007
Employer Identification Number (EIN) 91-6001537
(1916001537A1)
European Commission Participant Identification Code (PIC #) 998096536
F&A Rate Agreement Date December 29, 2022
FICE Code 3798
Federal Demonstration Partnership (FDP) Expanded Clearinghouse UW FDP Profile Information
Human Subjects Assurance FWA FWA00006878
View FWA and Expiration Date
Search by IORG#0000143, click on U of Washington.
IRB Registration Numbers Registration numbers assigned by OHRP for each individual UW IRB:

  • A – IRB00000241
  • B – IRB00000242
  • D – IRB00000727
  • J – IRB00005647
IRS: Entity Identification Number (EIN) / Tax Identification Number (TIN) / UW Tax Status 91-6001537
UW IRS Tax Determination Letter
IRS: W-9 Form W-9 section of the Tax office website
NAICS Code 611310
NRC Biohazards WN-C001-1
Office of Naval Research (ONR) Contractor Purchasing System Review (CPSR) Approval Approval valid through August 19, 2024 available from ONR Correspondence
UW Technology Transfer Office / CoMotion  Tech Transfer Officer Contact email Officer: Bunny Grewal
email: innovations@uw.edu
UBI Number 178 019 988
Unique Entity Identifier (UEI) HD1WMN6945W6
Unique Entity Identifier (UEI) – DoEd only NFJ3CMQ4B418
Washington Statewide Vendor SWV#0000210-03

More Codes, Numbers, and Certification Details are available in the System for Award Management (SAM). To view entity registrations, sign in to SAM.gov and enter the entity’s UEI Number in the search box.

Employee Fringe Benefit Rates

For each dollar paid as salary or wage to an employee, the UW incurs associated costs for fringe benefits. These benefits include F.I.C.A., worker’s compensation, unemployment compensation, retirement, and health insurance.

These rates change and are updated on an annual basis. GIM 3: Fringe Benefit Rates and Sponsored Projects

Review the current Benefit Rates from UW Financial Reporting.

Campus Benefit Rates

Salary Titles Object Codes Current Rates Preliminary Rates
Instruction and Research Faculty 01-10 22.6% 24.9%
Medical Residents 01-20 28.5% 29.3%
Graduate student appointments 01-30, 01-40 18.2% 18.6%
Post-Doctoral Trainees 01-50 16.3% 18.7%
Classified staff 01-60 38.1% 34.4%
Professional staff 01-70 30% 30.3%
Professional staff (retirement exempt) 01-70ER 21.5% 22%
Professional staff (healthcare exempt) 01-70EH 17% 17.30%
Professional staff (retirement and healthcare exempt) 01-70EB 8.5% 9%
Hourly, Visiting Scientists, and O.T. 01-80 21.2% 23%
Pre-doctoral Fellows and Trainees 01-90 25.2% 22.4%

Applied Physics Laboratory (APL) Benefit Rates

Certain Applied Physics Laboratory (APL) rates include staff leave accruals and differ from campus rates.

Salary Titles Object Codes Current Rates Preliminary Rates
Benefits Leave Total Benefits Leave Total
Instruction and Research Faculty 01-10 22.6% 9.5% 32.1% 24.9% 21% 45.9%
Medical Residents 01-20 28.5% 0% 28.5% 29.3% 0% 29.3%
Graduate student appointments 01-30, 01-40 18.2% 0% 18.2% 18.6% 0% 18.6%
Post-Doctoral Trainees 01-50 16.3% 0% 16.3% 18.7% 0% 18.7%
Classified staff 01-60 38.1% 30.8% 68.9% 34.4% 22.1% 56.5%
Professional staff 01-70 27.7% 26.3% 54% 30.8% 31.1% 61.9%
Professional staff (retirement exempt) 01-70ER 0% 0% 0% 0% 0% 0%
Professional staff (healthcare exempt) 01-70EH 0% 0% 0% 0% 0% 0%
Professional staff (retirement and healthcare exempt) 01-70EB 0% 0% 0% 0% 0% 0%
Hourly, Visiting Scientists, and O.T. 01-80 21.2% 3% 24.2% 23% 2.2% 25.2%
Pre-doctoral Fellows and Trainees 01-90 25.2% 0% 25.2% 22.4% 0% 22.4%

Facilities and Administration (F&A)

All sponsored program Activity Types fall into three major functions as defined by Federal Uniform Guidance: Organized Research, Instruction, or Other Sponsored Activity (OSA).

F&A costs are those costs incurred for a common or joint purpose benefiting more than one cost objective that cannot be readily assigned to a particular sponsored project. F&A costs are also referred to as “indirect costs.” Examples include: electricity, IT, depreciation on buildings, and general departmental administrative costs.

The UW establishes F&A rates to be used for sponsored program activity in proposal budget preparation. These F&A rates account for the F&A costs that will be incurred to carry out the project.

Review F&A Rate Agreement

How to Determine the Correct F&A Rate:

Follow these steps for New & Competing Supplements to determine correct F&A rate:

Understand when GIM 13: Policy Circumstances determine the F&A rate and/or base.

Otherwise, identify:

  1. The appropriate Activity Type.
    • Note: When the project’s organized research activity also has a component of instruction or other sponsored activity, apply the organized research rate to the entire project.
  2. Activity Location where work will be performed
  3. Proposal Budget Periods.
  4. The correct F&A rate from the F&A Rate Table(s) based on the activity type, location(s), and budget period(s).
  5. Costs that make up the F&A Base.

F&A Rate Table

Use these rates for proposal preparation. The F&A rate is applied to the base amount of the project. Review GIM 13 F&A Rate guidance for information on: base calculations, activity types, locations, activity at multiple locations and more.

On-Campus F&A Rates

On-Campus locations budget calculations use base type Modified Total Direct Cost (MTDC) unless program announcement states otherwise. Review more GIM 13: F&A Base guidance.

* Use this rate for proposal budgeting until amended per the F&A Rate Agreement.

On-Campus Organized Research, Rates, Dates & Fiscal Year (FY)
54.5% 7/01/2012 – 6/30/2017 FY 2013-2017
55.0% 7/01/2017 – 6/30/2018 FY 2018
55.5% 7/01/2018 – 6/30/2020* FY 2019-2024*
On-Campus Other Sponsored Activity, Rates, Dates & Fiscal Year (FY)
33.8% 7/01/2009–6/30/2016 FY 2010-2016
37.0% 7/01/2016–6/30/2020* FY 2017-2024*
On-Campus Instruction, Rates, Dates & Fiscal Year (FY)
53.0% 7/01/2009–6/30/2020* FY 2010-2024*

South Lake Union (SLU) & Eastlake F&A Rates

A,B, C, and Brotman (D) Building 850 Republican St.
E & F Building 750 Republican St.
Rosen Building 960 Republican St.
Eastlake Building 1616 Eastlake Avenue East

SLU & Eastlake budget calculations use base type Modified Total Direct Cost (MTDC) unless program announcement states otherwise.

* Use this rate for proposal budgeting until amended per the F&A Rate Agreement.

SLU Organized Research Rates, Dates & Fiscal Year (FY)
74.0% 7/01/2014 – 6/30/2016 FY 2015-2016
75.0% 7/01/2016 – 6/30/2017 FY 2017
76.0% 7/01/2017 – 6/30/2019 FY 2018-2019
76.5% 7/01/2019 – 6/30/2020* FY 2024*
SLU Other Sponsored Activity Rates, Dates & Fiscal Year (FY)
33.8% 7/01/2009 – 6/30/2016 FY 2010-2016
37.0% 7/01/2016 – 6/30/2020* FY 2017-2024*
SLU Instruction Rates, Dates & Fiscal Year (FY)
53.0% 7/01/2009 – 6/30/2020* FY 2010-2024*

Primate Center F&A Rates

Washington National Primate Center
Primate center budget calculations use base type Modified Total Direct Cost (MTDC) unless program announcement states otherwise.

* Use this rate for proposal budgeting until amended per the F&A Rate Agreement.

Primate Center – Core Organized Research, Rates, Dates & Fiscal Year (FY)
42% 7/01/2009 – 6/30/2016 FY 2010-2016
38.1% 7/01/2016 – 6/30/2020* FY 2017-2024*
Primate Center – Other Organized Research, Rates, Dates & Fiscal Year (FY)
78% 7/01/2009- 6/30/2016 FY 2010-2016
83.1% 7/01/2016-6/30/2020* FY 2017-2024*
Primate Center – Non-Federal Organized Research, Rates, Dates & Fiscal Year (FY)
83% 7/01/2014–6/30/2016 FY 2015-2016
90.6% 7/01/2016–6/30/2020* FY 2017-2024*

Applied Physics Laboratory (APL) F&A Rates

1013 NE 40th street
APL budget calculations use base type Modified Total Direct Cost (MTDC) unless program announcement states otherwise.

* Use this rate for proposal budgeting until amended per the F&A Rate Agreement.

APL Organized Research, Rates, Dates & Fiscal Year (FY)
17% 7/01/2009 – 6/30/2016 FY 2010-2016
19% 7/01/2016 – 6/30/2020* FY 2017-2024*

Off-Campus F&A Rates

Actual performance site locations and Seattle Cancer Care Alliance (SCCA)
Off-Campus locations budget calculations use base type Modified Total Direct Cost (MTDC) unless program announcement states otherwise.

* Use this rate for proposal budgeting until amended per the F&A Rate Agreement.

Off-Campus Organized Research, Rates, Dates & Fiscal Year (FY)
26% 7/01/2009 – 6/30/2020* FY 2010-2024*
Off-Campus Other Sponsored Activity, Rates, Dates & Fiscal Year (FY)
26% 7/01/2009- 6/30/2016 FY 2010-2016
25% 7/01/2016-6/30/2020* FY 2017-2024*
Off-Campus Instruction, Rates, Dates & Fiscal Year (FY)
26% 7/01/2009–6/30/2020* FY 2010-2024*

Research Vessel F&A Rates

Research Vessel budget calculations use base type Salary & Wages (S&W) unless program announcement states otherwise.

* Use this rate for proposal budgeting until amended per the F&A Rate Agreement.

Research Vessel Organized Research, Rates, Dates & Fiscal Year (FY)
25% 7/01/2009 – 6/30/2020* FY 2010-2024*

Industry Sponsored Clinical Trials F&A Rates

Industry Sponsored Clinical Trials budget calculations use base type Total Direct Cost (TDC) for base calculation unless program announcement states otherwise.

Industry Sponsored Clinical Trials Rates and Dates
27% 10/01/2011 – N/A

Research Affiliate Program F&A Rates

Industry Research Affiliate Programs: 20% of the program membership fees go towards F&A for Research Affiliate Program activities.

Industry Research Affiliate Programs Rates and Dates
20% of the membership dues go towards F&A. When this is subtracted from the overall membership fee, the result in an effective F&A rate of 25%.

For example:

If the total membership fee is $50,000
20% of $50,000 = $10,000
$50,000-$10,000 = $40,000
$50,000/$40,000 = 1.25

25% is the effective rate

1/01/2010 – N/A

Official Contacts and Mailing Addresses

Authorized Official

Carol Rhodes, Director, Office of Sponsored Programs
4333 Brooklyn Ave NE
Box 359472
Seattle, WA 98195-9472
(206) 543-4043 tel
(206) 685-1732 fax
osp@uw.edu

Official designated to give assurances, make commitments, and execute documents on behalf of the University of Washington as may be required by federal and state agencies and other organizations which provide external support to the UW.

The signature of an authorized official certifies that commitments made on proposals will be honored; and ensures that all agreements entered into for external funding conform to federal regulations, agency guidelines, and University policies.

OSP Staff with delegated signature authority

Institutional Mailing Address

University of Washington
4333 Brooklyn Ave NE
Box 359472
Seattle, WA
98195-9472

Cognizant Audit Agency and Individual

U.S. Department of Health and Human Services (DHHS)
Program Support Center (PSC)
Division of Cost Allocation (DCA)
Western Field Office
90-7th Street, Suite 4-600
San Francisco, CA 94103
Tel.(415) 556-5766

Director, Cost Allocation Services, Arif Karim: (214) 767-3261
HHS Representative, Janet Turner: (415) 437-7820 – confirmed cognizant representative as of 9/11/2023

 

Fiscal Officer

Juan Lepez, Director, Grant and Contract Accounting
Box 354966
Seattle, WA 98195-4966
Grant and Contract Accounting (GCA)

Payment Address

Grant & Contract Payments

Mail grant & contract payments to this address, include the UW budget number and invoice number if applicable:
University of Washington
Grant and Contract Accounting
12455 Collections Drive
Chicago, IL 60693

Clinical Trials Payments and Other “Pay in Advance” Projects

Send clinical trial and other “pay in advance” project payments directly to the PI, research coordinator, or fiscal personnel in the PI’s department. Do not send these to the Grant & Contract Accounting address.

State of Washington Single Audit Report

Current and prior audits are available on the Single Audit Report website.

The UW is audited as part of the state-wide single audit published on the WA Office of Financial Management website and is referenced as agency 360.