Tag Archives: Approval Flow

August 2017 SAGE Grant Runner Release

Grant Runner Updates

Grant Runner Support for Career Development Opportunities

Grant Runner now includes the PHS 398 Career Development Award Supplemental form, allowing you to use Grant Runner for most Career Development (K) Award opportunities.

One exception exists for those mentored opportunities in which the PI listed in the SF 424 application form is not the same as the UW PI on the eGC1. This situation occurs when the PI on the application form does not meet UW PI eligibility requirements and the mentor is listed as the eGC1 PI. For these K Award activity codes that draw applications from individuals ineligible to be a UW PI, another method should be used for sponsor form completion, or wait to complete the eGC1 until the mid-September SAGE release when that capability will be delivered.

Expanded On-Form Validations

While checking for errors on individual forms in Grant Runner, you see more of the NIH validation errors display. This expansion focuses on identifying those fields required by NIH but not by Grants.gov. For Example: the Research Plan – Specific Aims attachment, which is required by NIH for opportunities other than DP1 and DP2.

Individual Form PDFs for Forms D

You can now view or print a single Grant Runner form and its related attachments in the PDF format used by NIH reviewers. This feature offers an easy side-by-side comparison of the form with the eGC1.

FORMS-E Work

NIH requires the use of application packages with a Competition ID of ‘FORMS-E’ for due dates on or after January 25, 2018.

Opportunities using FORMS-E will begin to post on October 25, 2017. In preparation, we have completed development on  FORMS-E for all existing Grant Runner forms, plus the new Career Development form. These changes will not be visible to users until the FORMS-E opportunities begin to post in October 2017.

The following FORMS-E Grant Runner forms are ready to go, when the opportunities that utilize them post in October:

  • Cover Page Supplement
  • Assignment Request
  • Research Plan
  • Career Development Award Supplement

The new Human Subjects and Clinical Trials form will be released in October, 2017, and more information on that form will be shared out closer to that time.

Update of Progress Bar Language for PDF Generation

When you click the “View Grant Runner Forms (PDF)” link, you no longer see the word “submitting” while the system is generating the PDF. This change prevents unnecessary confusion.

Fix:  PDF File Size Too Large for Viewing

Large file sizes on Grant Runner attachments were preventing the full application PDF from rendering, due to size limitations enforced by the server. The size threshold has been increased to the level recommended by Grants.Gov.

eGC1 Updates

OAW Removal as Reviewer on Non-Competing eGC1s

The Office of Animal Welfare changed their business processes and will no longer review the following eGC1 application types:

  • Non-Competing Revision
  • Non-Competing Renewal
  • Non-Competing Supplement

eGC1 users no longer see the “Animal Subjects” reviewer on the approval graph, for the above application types.

Fix:  Broken links in the footer of the eGC1 task list

At the bottom of the task list, the “About SAGE” and “Learning” links are fixed and you are directed to the appropriate support documentation for those topics.

FIDS Update

Fix:  Investigator Title Changes Being Overwritten by Workday Titles

An issue arose following the Workday implementation whereby manual updates that investigators made to their title were not saving properly, and instead were being overwritten by the Workday titles. This issue has been resolved.

SAGE Budget

Fix:  Sea Pay period update page closes worksheet section when saved

An issue has been fixed for SAGE Budgets that utilize Sea Pay where previously opened/expanded sections of the budget worksheet were closing on SAVE.  These sections will now remain open on SAVE.  

Fix:  Sea Pay period update page has SAVE button in wrong place

The Update Periods page for SAGE Budgets that utilize Sea Pay has been updated to move the SAVE button from the bottom to the top of the page, for a more consistent user experience.

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This page is where you indicate

  • The Principal Investigator (PI)
  • Any additional research personnel involved with the proposed project and their roles
  • Any additional organizational or common interdisciplinary units that need to review the application

SAGE will pull in Financial Interest Disclosure System (FIDS) data to provide the disclosure and PHS training status for all personnel who are investigators.

The Additional Organizational Unit Reviewers section allows you to add reviewers for joint academic appointments, TBA personnel units, space and/or resources, and any other reason.

The Common Interdisciplinary Organizational Unit Reviewers section allows you to quickly select a unit and add their reviewers.

Note: You should keep the PI and Personnel list up-to-date throughout the life of the research project.

The Approval Flow doesn’t include an expected department that should review my eGC1. How do I add that department?

If the approval flow is not displaying a department or unit that you expect, first review the values on your eGC1 in these areas:

  • Org Code Receiving Funding
  • PI & Personnel selected units and corresponding Dean’s office
  • Your response to select compliance questions
  • Organizations paying for cost sharing.

If the unit still does not appear, contact sagehelp@uw.edu to review that unit’s routing rules.

How do I add additional reviewers to an eGC1’s Approval Graph, such as IACUC?

Individuals with read-write access can add ad hoc approvers or watchers. Follow the steps in the Add an Ad Hoc Reviewer user guide article.

For IACUC, once your sponsor has indicated that you are likely to be funded for your grant application (that you have a fundable score) you will need to have the Institutional Animal Care and Use Committee (IACUC) review your eGC1. Your application will be in Approved status at this time, so you will add them as a Watcher. This will send an email to the committee alerting them that their review is needed.

When are re-approvals needed?

SAGE does not automatically start the approval process over from the beginning when the eGC1 is modified after the PI or other reviewers have already approved it. If substantive changes are made that would modify the commitment of a unit then the unit should be added to the approval flow using the Add Approver process.

If you change the PI, organization receiving funding, or answers to some compliance questions, the approval flow may change.

How do I manage eGC1 changes during the approval process?

You can Withdraw an eGC1 that is routing for approval editable. Once you have made your changes, click the Complete button to re-complete the eGC1 and move it back into the routing process.

For more details, see the Changing a Routing eGC1 user guide article.

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There are eGC1 approval rules for each unit on campus, based on organization code. The schools and departments determine what rules they need which are then coded into SAGE.

There is a rule for each of the following.

  • Organization Code Receiving Funding (ORF)
  • Personnel Selected Department (PSD) – now Selected Unit
  • Personnel Academic/Admin Home (PAH) – now Primary Position Unit
  • Cost Sharing (CS)
  • Joint Appointment Unit (Joint), To Be Assigned (TBA) Personnel Unit (TBA), Space and/or Resources (Space), Other.  These are organizations which need to review the application not otherwise identified. They are added in the Additional Organizational Unit Reviewers section of the PI, Personnel, & Organizations page.
  • Centers & Institutes (Centers). These approvers or watchers result from Compliance Question FG-8: Application involves a UW interdisciplinary facility, service center or institute requiring additional approval.

For each of these rules there may be 1) no action, 2) approval required, or 3) watcher access. If rules are not defined for a specific organization code, then it inherits the rules from its parent organization.

Seattle Campus

Each unit on the Seattle campus has three possible levels of review – Division, Department and Dean. These levels correspond to the SAGE ASTRA roles of Division Reviewer, Department Reviewer and Dean’s Reviewer.

For example, the routing rules for Approvers (A) and Watchers (W) for the Applied Physics Lab (a department) and Health Metrics (a division) are:

Unit Applied Physics Lab (2160301000) Health Metrics (3040449010)
Rule Div Dept Dean Div Dept Dean
Org Receiving Funding (none) A W A A A
Personnel Selected Dept (none) A W A A A
Personnel Academic Home (none) W W W W W
Cost Sharing (none) A A A A A
Joint Appointment (Additional Organizations) (none) A W A A A
TBA  (Additional Organizations) (none) A W A A A
Space and Resources  (Additional Organizations) (none) A A A A A
Other (Additional Organizations) (none) A A A A A
Centers & Institutes (none) (none) (none) (none) (none) (none)

 

Bothell Campus

Each unit on the Bothell campus has 4 possible levels of review – Bothell Grants, Program Director, Vice Chancellor of Academic Affairs Reviewer (VCAC), Vice Chancellor of Administrative Services Reviewer (VCAD). There are corresponding SAGE ASTRA roles of the same name.

For example, Bothell-Business Total defines its rules at the Dean’s level, so any departments within that organization code would follow the same rules.

Unit Bothell-Business Total (5300000000)
Rule Bothel Grants Program Director VCAC VCAD
Org Receiving Funding A A (none) (none)
Personnel Selected Dept A A (none) (none)
Personnel Academic Home W W (none) (none)
Cost Sharing A A (none) (none)
Joint Appointment (Additional Organizations) W (none) (none) (none)
TBA  (Additional Organizations) W A (none) (none)
Space and Resources  (Additional Organizations) A A (none) (none)
Other (Additional Organizations) A (none) (none) (none)
Centers & Institutes (none) (none) (none) (none)

 

Tacoma Campus

Each unit on the Tacoma campus has 4 possible levels of review – Division, Department, Dean and Tacoma Grants. These levels correspond to the SAGE ASTRA roles of Division Reviewer, Department Reviewer, Dean’s Reviewer, and Tacoma Grants.

For example, the Computer Science and Systems school has the following rules.

Unit Comput & Softwr Sys-T (6350000000)
Rule Div Dept Dean VCAC VCAD
Org Receiving Funding (none) (none) A A A
Personnel Selected Dept (none) (none) A A A
Personnel Academic Home (none) (none) W W W
Cost Sharing (none) (none) A A A
Joint Appointment (Additional Organizations) (none) (none) W W W
TBA  (Additional Organizations) (none) (none) A A A
Space and Resources  (Additional Organizations) (none) (none) A A A
Other (Additional Organizations) (none) (none) A A A
Centers & Institutes (none) (none) (none) (none) (none)
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SAGE creates the approval flow (graphical and text) based on data in the eGC1 and the routing rules for each school/college. The flow displays which personnel and unit or compliance reviewers should review the eGC1 and its attachments.

Once an eGC1 has an organization code receiving funding and a PI, the system can generate a draft version of the approval flow. This can be viewed from either the PI, Personnel, & Organizations page or the Certify & Route page of the eGC1. As you add other research personnel, other data such as cost sharing, or responses to compliance questions to your eGC1, this draft version of the graph will reflect those changes.

When you complete the eGC1 and start it routing, SAGE creates a final flow and sends out the initial approval notifications. If you withdraw an application, or a reviewer returns it, when you re-completed it, the system re-generates the approval flow to adjust for any changes you make to the eGC1.

The approval graph appears the same for all reviewers, with the exception of the bold border that indicates your approval node on the graph and the Reason for your review information in the Approval Status Data section. Most people only have one role, so the border will always appear around the same approval node.

If you have more than one approval role, you may see an application listed more than once on your My Approvals page. You will need to approve for each role separately.

For more information, see the sections on Reviewers and Compliance Reviewers.

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The default view of the approval flow is a graphical representation of units and individuals who must review the eGC1. It allows Approvers to add comments, add other Approvers or Watchers, and to approve or return an eGC1. From this page you can also view the entire eGC1 or just the attachments. There is also a text-only version of the page.

The left navigation menu includes links to

Global Edit ASTRA Role limits Approval Graph changes

A user with the Global Edit role does not see the Add Approver, Add Watcher, or Add Comments links on the Approval Graph. Even if she adds herself onto a specific eGC1 with R/W access, she still can’t change the graph.

Workaround:

A reviewer for the Org Code Receiving Funding or the PI Units can still add an approver/watcher/comments to the approval graph. Owners can also add nodes to the graph. Where necessary, the ORIS Help Desk staff can imitate an application owner to add reviewers.

Providing a fix to the Global Role will be considered for a future SAGE project.