UW Research

Application Process FAQs

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General

Why hasn’t IRB review started yet?

If the item is still in Pre-Submission, you have not yet submitted the item to HSD. After you have completed the application forms and SmartForms, the PI or PI proxy must click the Submit button for IRB review to begin.

study diagram highlighting Pre-Submission state

If the item is in Pre-Review, it is in HSD’s queue for review. Contact the team that reviews for your department for more information.

I can’t find my PI/faculty advisor/study team member in the system. How do I find them?

The person who creates the study in Zipline is automatically listed as the PI and can be changed by clicking the “ellpsis” button next to the PI question on the Basic Information SmartForm (the first web form of the application).

screenshot of the ellipsis button

If the PI is not listed in the selection window that appears, it means she or he has not yet registered in Zipline. Similarly, if the faculty advisor is not listed in the selection window that appears when adding an ancillary review or a study team member is not listed in the selection window on the Local Study Team Members page, it means that he or she has not yet registered in Zipline. Please see Account Creation and Management for more details. Once a person has registered, they will show up as a selection option in Zipline.

I’m not sure how to answer a question on the SmartForm or the IRB Protocol Form. What should I do?

For SmartForm questions, check the related help bubble for more guidance about how to answer the question.

help bubble example

In the IRB Protocol, start by taking a look at any instructions or examples embedded within the form to help answer your questions.

If you are still unsure how to proceed, contact the HSD Team that reviews for your department or hsdinfo@uw.edu for additional guidance.

What’s the difference between withdrawing and discarding an application?

Withdrawing an application pulls it back to Pre-Submission so that you can make edits and then resubmit it to HSD for review. Discarding an application pulls it from review permanently so that it can no longer be edited or reviewed. For more information see Withdraw or Discard.

Ancillary Review

My faculty advisor can’t submit ancillary review. What should I do?

First, make sure that the faculty advisor was added as an ancillary reviewer. In the study workspace, click Manage Ancillary Reviews under Next Steps. If you do not see your faculty advisor as a reviewer, you must add them. See Add Faculty Advisor Review for more information.

If your faculty advisor was added as an ancillary reviewer but does not see Submit Ancillary Review as an option for your study, make sure that your faculty advisor is not listed on the Local Study Team Members page in the study SmartForm. If your faculty advisor is listed on this page, removing him or her will correct the issue. If your study application is not in an editable state, contact the assigned IRB coordinator or the HSD team that reviews for your department for assistance.

Funding

What do I do if my sponsor is not listed as a funding organization in Zipline?

You can search for part of the name of your funding source using the % symbol (e.g., if you’re looking for the ‘Patient Centered Outcomes Research Institute (PCORI)’ you could search ‘%Patient’ ‘%Patient-Centered’ ‘%Research Institute’, etc.).

If your funding is internal to the University of Washington (e.g. internal department funds), the funding source will not be listed in Zipline. Select instead “OSP Not Involved”. Write N/A for the Sponsor’s Funding ID and Grants Office ID.

If your funding is a gift disbursed through the University of Washington, the funding source will not be in Zipline. Select “Gift through the UW” instead. Write N/A for the Sponsor’s Funding ID and Grants Office ID.

If your funding source is not internal to the UW, is not a gift, and does not appear on the list, contact HSD staff at hsdinfo@uw.edu before you complete your application, so it can be added to the list for you to select.

I added a funder in Zipline, but now I need to make revisions. How do I edit the funding source?

Once you have added a funder, click on the Funding Source name to open the specific funder information.

funding source name

A slide-in will appear and you can edit the funder information from there.

Click OK when you have finished editing.

edit funding source window

Study Team

Do I need to add my entire study team on the Local Study Team Members page in the SmartForm application?

No. Only those who need viewing and editing privileges and those who will be a PI proxy must be listed on this page.

The study coordinator changed. What do I need to do?

To change Zipline access only: Submit a study team member modification to update who should be able to access the application.

If study team qualifications or other documents, such as consent forms, are also changing: Submit a modification to change both the study team member page and other parts of the study. See Study Modifications for more information.

The PI is changing. What needs to happen with the Zipline application?

The new PI will not have access to the Zipline application until a study modification updating the PI is approved. If possible, we strongly recommend having the former PI designate a PI proxy to ensure that someone on the study team is able to submit a modification and respond to any questions from HSD. If the former PI is no longer available, contact the HSD team that reviews for your department for assistance.

I need to make a change to the study roles for an older Zipline application that has the ADDENDUM: Study Roles form. How do I make changes to study roles for older applications?

The ADDENDUM: Study Roles form was retired with the January 2020 Zipline upgrade and should no longer be updated during modifications to existing Zipline applications. If you need to make changes to study roles for an older application that includes the retired addendum on the Contacts tab, let the team that reviews for your department know.

HSD staff will provide you with a very short form that you should fill out to reflect the current state of the study team. This means that you may need to include information that already exists in the ADDENDUM: Study Roles, which is still accessible in the study. The reason we ask for this is so that moving forward, we have all the information about study team qualifications in one place. This document should be uploaded to the IRB Protocol question on the Basic Information page of the Zipline application and updated for all future revisions to the study team roles or qualifications.

Responding to HSD

I can’t find the Submit/Submit Response button. How do I send the application to HSD for review?

Look for the ‘Submit’ or ‘Submit Response’ button on the left hand side of the study workspace under Next Steps. Only the PI or PI Proxy has the ability to submit the study or to submit a response to HSD requests for clarification. For instructions on how to add a PI Proxy to your study, see Assign PI Proxy.

I submitted my application, but I forgot something. How do I make a change right now?

If the application was just submitted, you can withdraw your study during Pre-Review to change something you have forgotten. However, you will have to re-submit your study after you have made the changes, and if HSD staff started review, it will have to start over when the application is resubmitted.

If review has started, contact the assigned IRB coordinator. The IRB coordinator can request changes to push the application to you for further editing.

location of the IRB coordinator in the study workspace

Notifications

What automated notifications does the PI receive from Zipline?

The PI, PI Proxy, and Primary Contact will receive notifications when:

  • HSD staff request clarification during review of an application or Report of New Information
  • HSD staff send a formal letter with the study approval, conditional approval, deferral, or determination
  • HSD staff confirm reliance or record the reviewing IRB’s decision for an external IRB application
  • HSD staff close, suspend, or terminate the study
  • HSD staff administratively withdraw the study or Report of New Information
  • The deadline for submission of a status report is approaching (notification sent at 60 and 30 days prior)
  • Studies that are in “Pending sIRB Review” state receive a reminder to submit the approval letter every 6 months
  • External IRB studies receive an annual reminder to update or close the study as needed
  • UW Reviewed studies that do not expire receive an annual reminder to submit study modifications and RNIs
  • The study approval lapses
  • The study team has not responded to requested clarifications within 30 days
  • A study team member is assigned as a Responsible Party for a Report of New Information (requires action by the study team member)
  • A Report of New Information is acknowledged by HSD
  • A comment is added to the study, and the PI, PI Proxy, or Primary Contact is/are selected as a recipient

RNI

I need to edit a RNI that someone else on the study team submitted. How do I do this?

In general, the person who submitted the RNI is the only one who can make edits or submit responses to HSD- PI proxies are not available for RNI. If the person who submitted is no longer available, contact hsdreprt@uw.edu for assistance.

What’s the difference between a RNI and a study modification?

A report of new information (RNI) is used to report new information or events to HSD’s compliance office for review. For example, breaches of confidentiality, unanticipated problems, and DSMB reports should all be submitted as RNI. See SOP RNI Reporting by Researchers for more information. Study records cannot be updated with a RNI, so if a change to the study is needed, a study modification must also be submitted.