Compliance

Oversight

Compliance Working Committee

The Compliance Working Committee is charged with developing and implementing a collaborative, coordinated and effective system for compliance at the University of Washington. This includes identifying the institution’s compliance goals, monitoring changes in the regulatory environment, establishing projects to address compliance gaps, and leveraging resources for greater efficiency and effectiveness.The Compliance Working Committee is charged by the Provost. Members include:

David Anderson (Chair) | Interim Associate Vice President, Compliance and Risk Services; Executive Director, Health Sciences Administration
Kirk Bailey | Chief Information Security Officer and Associate Vice President, UW-IT
Sue Camber | Associate Vice President and Controller, UW Finance
Jim Mathis | Chief Compliance Officer, UW Medicine
Joe Giffels | Associate Vice Provost for Research Compliance
Jill Lee | Executive Director, Compliance Services
Jackie Mynarski | Associate Athletic Director, Compliance, Intercollegiate Athletics
Ann Nagel | Institutional Privacy Official and Associate Vice Provost of Institutional Privacy
Erin Rice | Assistant Vice President, Campus HR Operations
Katia Harb | Interim Director, Environmental Health and Safety
Susan Freccia (staff) | Director of Strategic Initiatives, Compliance and Risk Services

Compliance Steering Committee

The Compliance Steering Committee is charged with promoting an institution-wide culture of compliance and fostering an environment of informed and willing compliance. The Compliance Steering Committee is charged by the President. Members include:

Jerry Baldasty (Chair) | Provost and Executive Vice President
Dave Anderson | Interim Associate Vice President, Compliance and Risk Services; Executive Director, Health Sciences Administration
Zoe Barsness | Associate Professor, Milgard School of Business, UW Tacoma
Mindy Kornberg | Vice President, Human Resources
Ruth Mahan | Chief Business Officer, UW Medicine and VPMA
Mark Pagano | Chancellor, UW Tacoma
Phil Reid | Vice Provost for Academic & Student Affairs
Jeff Scott | Executive Vice President for Finance and Administration
Denzil Suite | Vice President for Student Life
Wolf Yeigh | Chancellor, UW Bothell
Ana Mari Cauce (ex officio) | President
Susan Freccia (staff) | Director of Strategic Initiatives, Compliance and Risk Services
Jill Lee (staff) | Executive Director, Compliance Services

President and Provost

The President and Provost set a tone from the top that establishes expectations for compliance with relevant laws and regulations. They provide resources to support compliance work and link operations to the University’s academic and research mission.

Board of Regents

Important regulatory developments and related organizational initiatives are reported quarterly to the Board of Regents, the University’s governing body. Among the Regents’ key responsibilities is to ensure that the compliance program is independent, respected, and appropriately resourced and funded.