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Inactive Records Storage
Using the Records Center
Records Retrieval
Interfiling
Disposition of Records
Shredding of Confidential Records


What's a Vital Record?
Why Are Vital Records so Important?
How Do You Identify a Vital Record?
How Do You Protect and Store a Vital Record?
Steps for Offices to Follow
Appendices


Why File Management?
File What?
Developing or Improving a Filing System
Purging
Maintaining a Filing System: Inactive Storage
Appendices

Balanced Scorecard

 

Welcome to Records Management Services

Required by RCW 40.14, Records Management Services manages and oversees University compliance with state and federal laws and regulations relating to the preservation and destruction of electronic and paper information.

The program is the legal authority, designated by the University and by the State of Washington, to determine how long electronic and paper records and information must be retained. The office is responsible for developing Records Retention Schedules that identify records created or received by the University and specify how long those records must be retained. It is responsible for establishing standards, relating to University business requirements and needs, which ensure the legal legitimacy of University record-keeping systems. The program counsels and advises the University administration on the implementation of policy and procedure which promotes adherence to these standards and minimizes risk. It provides a wide range of services which are designed to help ensure the University is meeting its record-keeping responsibilities.

The records management program for the UW Medical Center, Harborview Medical Center, and all other hospital or clinical sites affiliated with the University, is under the direction the UWMC Patient Data Services Department. All questions regarding records retention scheduling and records storage for hospital units should be directed to UWMC Records Storage, 206-598-2242, hrc@u.washington.edu

What Is A University Record?

University records include information, regardless of physical form or characteristics, that have been created or received by the University of Washington. These records may include: correspondence, reports, studies, data, maps, drawings, photographs, email, audio and visual recordings, administrative logs or other documents whether on paper, computer (magnetic tape, disk, or hard drive), film or other media.

University records are public records and may not be destroyed, transferred to the University Records Center, or transferred to the University Archives without an official retention period approved by the State Records Committee.

However, please note that records pertaining to ongoing or pending audits, or judicial or public disclosure proceedings must not be destroyed until the issue is resolved.

What Is My Responsibility For University Records?

Each University office has primary legal responsibility for the proper care and management of its records.

To meet this responsibility each office should designate a Records Authority and a Records Coordinator. The same person may fill both positions.

The Records Authority has final approval for both the disposition of records and for departmental retention schedules. The Records Coordinator administers all day-to-day transactions associated with the office's records-related functions. This can include files organization and maintenance, implementation of retention schedules, inactive records storage, and records destruction. The Records Coordinator also acts as liaison with University Records Management Services.

What Services Are Available To Help Me?

The following free services are provided to University offices:

         
Records Management News
 

MyFinancial.desktop Enhancement!

All of the financial reporting (BAR & BSR) information you need for record retention purposes is now available online in the Financial Desktop! As of July 2007, an additional biennium worth of financial data has been added, resulting in data being available for 3 complete prior biennia, as well as the current biennium via the Desktop. Online financial reports and transactions information are available for the full retention period, for all funding sources.

Thanks to our partners in Grant and Contract Accounting, Financial Management, MyFinancial Desktop, Office of Information Management, for making this possible.

Questions about this change? Call Barbara at 543-7950.

FAQ:

1. Does this mean I don’t need to keep paper BAR & BSR reports?
Paper BAR & BSR reports are no longer required for retention purposes, since financial reports meeting this need can be accessed online. Any reports you use to document financial oversight or reconciliation activity should be kept for the retention period. For example, if your PI signs the BAR or BSR as evidence of their review (GIM14 - http://www.washington.edu/research/osp/gim/gim14att.html).

2. I have a grant that started in 1962. Don’t I have to keep the financial reports from the beginning of the grant?
State and federal auditors have a 6 year window of opportunity to audit financial records. The University retention requirements are established to ensure the availability of financial records that may be required for audit purposes.

3. If I don’t’ need to keep the paper BAR & BSR reports, can I stop receiving them?
Watch for more information this fall, when departments will be able to voluntarily opt out of receiving printed copies of the BAR & BSR reports.

4. Will the data be available in FIN for the same period?
No, data is available in FIN for 2 complete prior biennium plus current.

5. What records am I responsible for retaining?
For state budget and endowment records see: http://www.washington.edu/admin/recmgt/uw.gs6.html

For grant/contract budgets see: http://www.washington.edu/admin/recmgt/uw.gs7.html